KNG Securities USA Inc

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
335822
Registered since
March 11, 2026

Firm profile

FINTRX

Overview

KNG Securities USA Inc is organized as a corporation and is listed as being owned by a combination of a foreign entity and an individual. The firm appears on SEC records with a registration year of 2026 and is categorized as unclassified in the available snapshot. The dataset indicates KNG Securities USA Inc does not act as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The firm did not provide public detail on its core business lines, advisory services, client segments, or fee structure in the source material.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Robert Baucom

    Robert Baucom

    CEOCRD 4305610

  • Benjamin Gray

    Benjamin Gray

    Chief Compliance OfficerCRD 1946982

Contacts

3 of 6
  • William Connolly

    William Connolly

    Managing DirectorCRD 1748677

  • Raymond Potter

    Raymond Potter

    Head of Emerging MarketsCRD 1995647

  • Joseph Puglisi

    FinOpCRD 7779592

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
21 5 St Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth