KNG SECURITIES USA INC

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
335822
Registered since
March 11, 2026

Firm profile

FINTRX

Overview

KNG Securities USA Inc. is incorporated as a corporate entity and is listed as having registered with the SEC in 2026. Ownership is reported as a combination of a foreign entity and an individual. The firm's regulatory classification is listed as unclassified in the source, and it is not identified as a capital allocator. The profile indicates the firm does not position itself as an ESG-focused investor, is not a multistate adviser, and is not flagged as a newly formed adviser. It also does not report activities as a pension consultant or as a related adviser to another registered adviser. Beyond those regulatory and structural attributes, the firm has not provided descriptive information about its client types, fee arrangements, advisory services, or business activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • ROBERT BAUCOM

    CEOCRD 4305610

  • BENJAMIN GRAY

    Chief Compliance OfficerCRD 1946982

Contacts

3 of 5
  • WILLIAM CONNOLLY

    Managing DirectorCRD 1748677

  • RAYMOND POTTER

    Head of Emerging MarketsCRD 1995647

  • Joseph Puglisi

    FinOpCRD 7779592

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
21 5 St Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth