Commerz Markets LLC

Broker-DealerFINRA MemberEst. 1996
Total AUM
Advisory reps
75
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
41957
Registered since
December 17, 1996

Firm profile

FINTRX

Overview

Commerz Markets LLC is a limited liability company that operates as an investment bank and has been SEC-registered since 1996. Ownership is listed as a combination of a foreign entity and an individual. Public disclosures characterize the firm as a broker/investment-bank type organization rather than a registered investment manager that sources or allocates third‑party capital. Regulatory and profile fields indicate the firm does not position itself as an active ESG investor, is not registered as a multistate adviser, and does not present itself as a pension consultant or related adviser. Filings and the snapshot data contain minimal detail about client segments, fee schedules, or specific advisory business lines.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Joseph Barbella

    Joseph Barbella

    Chief Compliance OfficerCRD 5058379

  • Lee-ann Royan

    Lee-ann Royan

    Chief Operating OfficerCRD 4860551

  • Keith Roswell Lloyd

    Chief Financial OfficerCRD 2836268

Contacts

3 of 72
  • Enrico Leite Lupo Sacagni Silva

    Enrico Leite Lupo Sacagni Silva

    DirectorCRD 7435730

  • Joseph Toner

    Joseph Toner

    Managing DirectorCRD 4910635

  • Rahul Mathur

    Head of StructuringCRD 5029364

Unlock 69 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
225 Liberty St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth