Kleon Financial, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
121537
Registered since
January 2, 2003

Firm profile

FINTRX

Overview

Kleon Financial, LLC is organized as a limited liability company and has been SEC-registered since 2003. FINTRX classifies the firm as "Unclassified" and records its owner type as a domestic entity and individual. The dataset indicates Kleon Financial is not structured as a capital allocator and does not self-identify as an active ESG investor. It is not listed as a multistate adviser, nor as a newly formed adviser, pension consultant, or related adviser in the FINTRX profile. Public disclosures in the source are sparse: there are no listed business activities, client base description, fee structure, or advisory activities in the available record. That limited transparency makes it difficult to infer target clients, service models, or the firm's investment process from the FINTRX snapshot alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Michael Smyth

    Michael Smyth

    Co-Chief Compliance OfficerCRD 1871779

  • Neil Catania

    Co-ceoCRD 2719448

Contacts

2 of 2
  • Philippe Ghanem

    Philippe Ghanem

    Co-Founder and Chairman of the BoardCRD 8073610

  • Justin Tallaksen

    Justin Tallaksen

    FinOpCRD 6636320

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
Co Accounting Compliance Int St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth