Kleon Financial, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
121537
Registered since
January 2, 2003

Firm profile

FINTRX

Overview

Kleon Financial, LLC is organized as a limited liability company with domestic and individual ownership. The firm is listed in the dataset with a classification of "Unclassified," which means the firm's public profile in this source does not include a clear description of its business model or client focus. Available attributes indicate Kleon Financial does not identify as a capital allocator and is not flagged as an active ESG investor. The dataset also marks the firm as not operating across multiple states and not newly formed, and it is not identified as a pension consultant or related adviser. Beyond these structural and status attributes, the firm’s specific advisory services, fee structures, and client segments are not detailed in the provided data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Michael Smyth

    Michael Smyth

    Co-Chief Compliance OfficerCRD 1871779

  • Neil Catania

    Co-ceoCRD 2719448

Contacts

2 of 2
  • Justin Tallaksen

    Justin Tallaksen

    FinOpCRD 6636320

  • Philippe Ghanem

    Philippe Ghanem

    Co-Founder and Chairman of the BoardCRD 8073610

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
Co Accounting Compliance Int St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth