KINGSROCK SECURITIES LLC

Broker-DealerFINRA MemberEst. 2023

Total AUM

—

Advisory reps

27

Avg account

$0

Firm details

Headquarters: New York, New York
CRD number: 325143
Registered since: September 13, 2023

Firm profile

FINTRX

Overview

Kingsrock Securities LLC is organized as a limited liability company and is classified as an investment bank. The firm registered with the SEC in 2023 and lists ownership as a combination of a domestic entity and an individual. Disclosure fields indicate the firm does not act as a capital allocator and does not identify as an active ESG investor. It is not listed as a multi-state adviser, a pension consultant, or a related adviser in the available profile.

Assets & Accounts

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

1 of 1

PATRICK HARRIS
Chief Compliance OfficerCRD 5748909

Contacts

3 of 26

KEVIN HUANG
DirectorCRD 6858839
J. Kelly
Managing DirectorCRD 4374049
John Bishop
Managing DirectorCRD 1882456

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: NEW YORK
Address: 900 3rd Ave
Time zone: ET (UTC-5)
Office locations

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