Kingsrock Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
28
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
325143
Registered since
September 13, 2023

Firm profile

FINTRX

Overview

Kingsrock Securities LLC is organized as a limited liability company and is classified in the FINTRX snapshot as an investment bank. Ownership is listed as a domestic entity and individual combination. The profile identifies the firm as not acting as a capital allocator and not positioning itself as an active ESG investor. The record contains no detail on advisory, fee, or client-service activities or on specific investment mandates.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Patrick Harris

    Chief Compliance OfficerCRD 5748909

Contacts

3 of 27
  • Louis Jaffe

    Louis Jaffe

    Co-FounderCRD 2310182

  • Henry Goodman

    Henry Goodman

    Managing DirectorCRD 1789359

  • Bruce McDermott

    Bruce McDermott

    Managing DirectorCRD 728501

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
900 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth