Kingsrock Securities LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
29
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
325143
Registered since
September 13, 2023

Firm profile

FINTRX

Overview

Kingsrock Securities LLC is a limited liability company that registered with the SEC in 2023 and is classified as an investment bank. Ownership is listed as a mix of a domestic entity and an individual. The firm does not present itself as a capital allocator or as an active ESG investor, nor is it identified as a multi-state adviser, pension consultant, or related adviser. Public disclosure in the dataset is sparse: the firm has not supplied details on fee schedules, client segments, specific business lines, or advisory activities. That combination of an investment-bank classification and limited reporting is consistent with a firm focused on transactional or placement activities rather than retail or institutional asset management.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Patrick Harris

    Chief Compliance OfficerCRD 5748909

Contacts

3 of 28
  • Kevin Huang

    Kevin Huang

    DirectorCRD 6858839

  • J. Kelly

    J. Kelly

    Managing DirectorCRD 4374049

  • John Bishop

    John Bishop

    Managing Director, Corporate FinanceCRD 1882456

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
900 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth