KBD Securities, LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
24
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
104110
Registered since
December 20, 2000

Firm profile

FINTRX

Overview

KBD Securities, LLC is organized as a limited liability company and is registered with the SEC (initial registration listed in 2000). Ownership is described as a combination of a domestic entity and an individual. Public-facing classifications are limited — the firm is listed as "unclassified" in the available snapshot. The firm does not identify itself as a capital allocator and is not marked as an active ESG investor, multi-state adviser, newly formed adviser, pension consultant, or related adviser. Little information is available about KBD Securities' client segments, fee schedules, advisory services, or specific investment strategies; FINTRX and the firm’s disclosed snapshot provide minimal detail on business activities or manager allocation preferences.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Russell Grimaldi

    Russell Grimaldi

    Chief Compliance Officer & Associate General CounselCRD 5210776

  • Alun Williams

    Chief Operating OfficerCRD 4331633

Contacts

3 of 22
  • James Mcshane

    Vice PresidentCRD 2133758

  • James Pitman

    Vice PresidentCRD 4417313

  • Robert Parauda

    Managing DirectorCRD 3055851

Unlock 19 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
470 Park Ave S
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth