KBD Securities, LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
24
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
104110
Registered since
December 20, 2000

Firm profile

FINTRX

Overview

KBD Securities, LLC is organized as a limited liability company and is registered with the SEC; FINTRX records show registration dating to 2000. Ownership is listed as a combination of a domestic entity and an individual. The database classifies the firm as "Unclassified" and indicates it does not operate as a capital allocator. FINTRX also flags that the firm is not an active ESG investor, is not registered as a multi-state adviser, is not newly formed, and is not identified as a pension consultant or related adviser. Disclosure in the record is sparse: key fields such as the firm's stated business activities, advisory offerings, fee structure and client segments were not provided. That limited disclosure constrains what can be reliably reported about the firm’s target clients, service model or investment approach.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Russell Grimaldi

    Russell Grimaldi

    Chief Compliance Officer & Associate General CounselCRD 5210776

  • Alun Williams

    Chief Operating OfficerCRD 4331633

Contacts

3 of 22
  • James Mcshane

    Vice PresidentCRD 2133758

  • James Pitman

    Vice PresidentCRD 4417313

  • Robert Parauda

    Managing DirectorCRD 3055851

Unlock 19 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
470 Park Ave S
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth