KA Credit Advisors, LLC

RIASEC RegisteredEst. 2020
Total AUM
$2.3B
Discretionary
$2.3B
100% of AUM
Avg account
$2.3B
Accounts
1
Employees
64
Advisory reps
6

Firm details

Headquarters
Houston, Texas
CRD number
306753
Registered since
October 6, 2020
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Business Development Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

KA Credit Advisors, LLC is a SEC-registered limited liability company that acts as an institutional registered investment adviser. The firm registered with the SEC in 2020 and serves primarily institutional clients. Its stated advisory activity is portfolio management for investment companies, and its fees combine a percentage-of-assets model with performance-based compensation. KA Credit Advisors does not identify as an ESG-focused manager, is not positioned as a pension consultant, and is not listed as a multistate adviser in the source data. The firm maintains multiple industry roles beyond the advisory function: affiliations include broker-dealer activities, other investment adviser roles, registration or activity as a CPO/CTA, and responsibilities as sponsor, general partner or managing member of pooled investment vehicles. Those functional roles indicate involvement across both advisory and product-sponsor capacities rather than acting solely as an AUM-only manager.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • James Baker

    James Baker

    President, Chief Executive OfficerCRD 2930819

  • Michael O'neil

    Michael O'neil

    Chief Compliance OfficerCRD 6043576

  • Paul Stapleton

    Paul Stapleton

    CFOCRD 4848451

Unlock 2 more executives

Contacts

1 of 1
  • Matthew Barbabella

    Matthew Barbabella

    General CounselCRD 7521288

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
717 Texas St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth