Sarofim International Management Co

RIASEC Registered
Total AUM
$2.4B
Discretionary
$2.4B
100% of AUM
Avg account
$172M
Accounts
14
Employees
26
Advisory reps
18

Firm details

Headquarters
Houston, Texas
CRD number
106933
Registered since
November 22, 1993
Custodians
PAPAMARKOU WELLNER & CO., INC., CREDIT SUISSE
Fee structure
Percentage of AUM
Client types
  • Corporations / Businesses61.14%
  • HNWI38.86%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sarofim International Management Co. is an institutional registered investment adviser organized as a limited liability company. The firm is SEC-registered (initial registration recorded in 1993) and serves both individual/family and institutional clients on a percentage-of-AUM fee basis. Its advisory work centers on portfolio management for individuals and small businesses as well as portfolio management for businesses and institutions. Sarofim operates in multiple industry roles beyond advisory work, including functioning as an investment adviser to other vehicles, acting as a trust company, and sponsoring pooled investment vehicles where it can serve as sponsor, general partner or managing member.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 4
  • Raye White

    Executive Vice President, Chief Compliance OfficerCRD 1124375

  • Alexander Robison

    Alexander Robison

    Chief Financial OfficerCRD 6187335

  • Michele Gibbons

    Michele Gibbons

    Chief Legal OfficerCRD 7530043

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Contacts

3 of 14
  • Nicholas Zdeblick

    Nicholas Zdeblick

    Principal & Portfolio ManagerCRD 3254809

  • Matthew Altenau

    Matthew Altenau

    Senior Research AnalystCRD 4016586

  • Daniel Connally

    Daniel Connally

    PrincipalCRD 4982932

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
845 Texas St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth