Adell Harriman & Carpenter
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 107488
- Registered since
- November 29, 1995
- Website
- ahcinvest.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI86.18%
- Corporations / Businesses7.49%
- Individuals3.78%
- Pension & Profit Sharing Plans1.91%
- Charitable Organizations0.63%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Adell Harriman & Carpenter is an independent, SEC-registered advisory corporation that has been operating since 1995. The firm serves both individual/family and institutional clients and charges fees based on a percentage of assets under management. Its advisory services center on financial planning and portfolio management for individuals and small businesses. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not present itself as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Public Funds/Mutual Funds8%
- Investment Grade Corp Bonds4%
- US Government Bonds2%
- State & Local Bonds2%
Contacts
3 of 6
Jennifer Barron
PrincipalCRD 2655283
Scot Johnson
PrincipalCRD 2534073
Leia Carpenter
Managing PrincipalCRD 1551527
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 30Active vs passive
$52.1M in ETFs
62%
$32M
39%
$20.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS ULTRA SHORT BOND ETF (GSST) | Goldman Sachs | Active | Ultrashort Bond | $6.5M | 128,768 | 12.50% |
Location
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 2700 Post Oak Blvd
- Time zone
- CT (UTC-6)
- Office locations
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