Adell Harriman & Carpenter

RIASEC Registered
Total AUM
$2.1B
Discretionary
$2.1B
100% of AUM
Avg account
$739K
Accounts
2,825
Employees
13
Advisory reps
7

Firm details

Headquarters
Houston, Texas
CRD number
107488
Registered since
November 29, 1995
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI86.18%
  • Corporations / Businesses7.49%
  • Individuals3.78%
  • Pension & Profit Sharing Plans1.91%
  • Charitable Organizations0.63%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Adell Harriman & Carpenter is an independent, privately held registered investment adviser organized as a corporation. The firm is SEC-registered (registration year 1995) and serves a mix of individual/family and institutional clients. Its client-facing activity centers on financial planning and discretionary portfolio management for individuals and small businesses, with advisory fees charged as a percentage of assets under management. The firm does not position itself as a capital allocator, and it is not identified as an active ESG investor or a multi-state adviser in the source data.

Assets & Accounts

Public Holdings

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 83%, Public Funds/Mutual Funds 8%, Investment Grade Corp Bonds 4%, US Government Bonds 2%, State & Local Bonds 2%, Cash & Cash Equivalents 1%83%
  • Exchange Traded Equities83%
  • Public Funds/Mutual Funds8%
  • Investment Grade Corp Bonds4%
  • US Government Bonds2%
  • State & Local Bonds2%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 34

Active vs passive

$59.2M in ETFs

Passive

60%

$35.6M

Active

39%

$23.6M

ETFProviderStyleCategoryValueShares% of portfolio
GOLDMAN SACHS ULTRA SHORT BOND ETF (GSST)Goldman SachsActiveUltrashort Bond$6.1M120,36810.25%

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
2700 Post Oak Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth