Juncture Wealth Strategies, LLC

RIASEC Registered

Total AUM

$474M

Discretionary

$462M

98% of AUM

Avg account

$422K

Accounts

1,122

Employees

11

Advisory reps

10

Firm details

Headquarters: Scottsdale, Arizona
CRD number: 298110
Registered since: September 14, 2018
Website: juncturewealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI85.37%
Individuals13.29%
Pension & Profit Sharing Plans0.72%
Charitable Organizations0.62%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Juncture Wealth Strategies, LLC is an independent registered investment adviser that focuses on individual and family clients and provides both financial planning and portfolio management for individuals and small businesses. The firm is also engaged in insurance brokerage and lists pension consulting among its advisory services. Juncture Wealth Strategies is SEC-registered (registered in 2018) and charges clients using a mix of percentage-of-assets and fixed-fee arrangements.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds60%
Exchange Traded Equities14%
Cash & Cash Equivalents10%
State & Local Bonds9%
Investment Grade Corp Bonds6%

Owners & executives

3 of 3

Hannah Chapman
Founder and CEOCRD 5412965
Jack Barker
Chief Compliance OfficerCRD 2570575
Bradley Haines
Chief Investment OfficerCRD 2571132

Contacts

3 of 7

Henry Wong
Investment Advisor RepresentativeCRD 6242344
Allison Spangler
Senior Wealth AdvisorCRD 5535838
Jana Lavanway
Senior Wealth AdvisorCRD 5590378

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 100

Active vs passive

$363M in ETFs

Passive

89%

$322M

Active

10%

$41M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD MORNINGSTAR LARGE-CAP INDEX FUND (VV)	Vanguard	Passive	Large Blend	$56.8M	161,292	15.63%

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Primary office

Scottsdale, AZ

Maricopa

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area: Phoenix-Mesa, AZ
Region: West
County: Maricopa
Address: 8777 E Via De Ventura
Time zone: MT (UTC-7)
Office locations

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