Exeter Financial, LLC

RIASEC RegisteredEst. 2007

Total AUM

$420M

Discretionary

$418M

99% of AUM

Avg account

$606K

Accounts

693

Employees

Advisory reps

Firm details

Headquarters: Scottsdale, Arizona
CRD number: 143420
Registered since: April 5, 2007
Website: exeterfinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI78.88%
Individuals19.86%
Charitable Organizations0.91%
Pension & Profit Sharing Plans0.35%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Exeter Financial, LLC is an independent registered investment adviser that provides financial planning, portfolio management for individuals and small businesses, and third-party manager selection. The firm also operates as an insurance broker and offers fee arrangements that include a percentage of assets under management, hourly billing, and fixed fees. Exeter identifies individual and family clients as its primary target and functions as a capital allocator, placing client capital with external managers when appropriate. The firm does not market itself as an ESG investor. Exeter has been SEC-registered since 2007 and is organized as a limited liability company. Its service mix reflects both investment advisory work and insurance-related solutions, which aligns with its reported use of annuities in client programs.