Joseph Stone Capital L.L.C.

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
26
Avg account
$0

Firm details

Headquarters
Garden City, New York
CRD number
159744
Registered since
February 26, 2013

Firm profile

FINTRX

Overview

Joseph Stone Capital L.L.C. is organized as a limited liability company and has been SEC-registered since 2013. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser that manages third‑party capital. Ownership is listed as a combination of a domestic entity and an individual. The available records indicate a narrow advisory footprint: the firm is not labeled a multi‑state adviser, is not a pension consultant, and is not flagged as a related adviser to another registered entity. FINTRX also notes that the firm is not an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Damian Maggio

    Damian Maggio

    CEOCRD 2864247

  • Richard Nelson

    Richard Nelson

    Chief Market StrategistCRD 1128664

Contacts

3 of 24
  • Shawn Forsythe

    CRD 8155111

  • Omar Fernandez

    RepresentativeCRD 2262319

  • Imtiaz Khan

    Imtiaz Khan

    Senior AdvisorCRD 4084250

Unlock 21 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Garden City, NY

Nassau

Location

Garden City, NY

Headquartered in Garden City, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
585 Stewart Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth