JOSEPH STONE CAPITAL L.L.C.

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
26
Avg account
$0

Firm details

Headquarters
GARDEN CITY, New York
CRD number
159744
Registered since
February 26, 2013

Firm profile

FINTRX

Overview

Joseph Stone Capital L.L.C. is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm is SEC-registered (registration year 2013) and listed as having both a domestic entity and individual ownership structure. The dataset does not include descriptions of specific advisory or business lines beyond the investment bank classification. FINTRX flags several operational characteristics: the firm is not marked as a capital allocator, is not an active ESG investor, is not designated as a multi-state adviser, and is not recorded as a pension consultant or related adviser. Those flags suggest the entity’s public profile in the dataset is focused on non-advisory or transactional activity rather than on multi-jurisdictional registered-adviser services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • DAMIAN MAGGIO

    CEOCRD 2864247

  • RICHARD NELSON

    Chief Market StrategistCRD 1128664

Contacts

3 of 24
  • shawn forsythe

    CRD 8155111

  • OMAR FERNANDEZ

    RepresentativeCRD 2262319

  • IMTIAZ KHAN

    Senior AdvisorCRD 4084250

Unlock 21 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

GARDEN CITY, NY

NASSAU

Location

GARDEN CITY, NY

Headquartered in GARDEN CITY, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NASSAU
Address
585 Stewart Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth