INTEGRITY WEALTH ADVISORS

RIASEC Registered
Total AUM
$64.7M
Discretionary
$64M
99% of AUM
Avg account
$156K
Accounts
415
Employees
3
Advisory reps
3

Firm details

Headquarters
Granger, Indiana
CRD number
323750
Custodians
SEI INVESTMENTS DISTRIBUTION CO.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals63.67%
  • HNWI36.33%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Integrity Wealth Advisors is a small, owner-operated LLC that provides fee-based wealth management and financial planning to individuals and families. The firm charges a mix of percentage-of-AUM and fixed fees and offers portfolio management for individual and small-business clients as well as manager selection services — indicating it acts as a capital allocator when appropriate. It does not position itself as an ESG investor and appears to operate domestically with a single-office footprint. The firm maintains relationships with a broker-dealer and an insurance company, which align with its use of annuities and its distribution/custody arrangements.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 41%, Exchange Traded Equities 40%, Investment Grade Corp Bonds 8%, US Government Bonds 4%, State & Local Bonds 4%, Cash & Cash Equivalents 3%41%
  • Public Funds/Mutual Funds41%
  • Exchange Traded Equities40%
  • Investment Grade Corp Bonds8%
  • US Government Bonds4%
  • State & Local Bonds4%

Contacts

3 of 3
  • NICHOLAS VAIL

    Co-OwnerCRD 5876579

  • WILLIAM VAIL

    President and OwnerCRD 2772722

  • William Vail

    Financial AdvisorCRD 7147646

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 47

Active vs passive

$171M in ETFs

Passive

49%

$84.1M

Active

47%

$86.4M

ETFProviderStyleCategoryValueShares% of portfolio
FIRST TRUST RISING DIVIDEND ACHIEVERS ETF (RDVY)First TrustPassiveLarge Value$20.7M303,53812.16%

Location

Primary office

Granger, IN

ST JOSEPH

Location

Granger, IN

Headquartered in Granger, IN, anchoring the South Bend-Elkhart-Mishawaka, IN-MI metro in the Midwest.

Metro area
South Bend-Elkhart-Mishawaka, IN-MI
Region
Midwest
County
ST JOSEPH
Address
52511 Gumwood Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth