SBAUER FUNDS, LLC

RIASEC RegisteredEst. 2007

Total AUM

$61.3M

Discretionary

$61.3M

100% of AUM

Avg account

$61.3M

Accounts

Employees

Advisory reps

Firm details

Headquarters: CARMEL, Indiana
CRD number: 144782
Registered since: September 18, 2007
Website: www.sbauerfunds.com
Fee structure: Percentage of AUM
Client types: Investment Companies100%
Services: Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Sbauer Funds, LLC is an SEC-registered investment adviser that provides portfolio management services to investment companies. Registered in 2007, the firm operates with an institutional client focus and charges advisory fees as a percentage of assets under management. Its stated activity centers on managing pooled investment vehicles rather than delivering retail wealth-management services. The firm does not identify as an active ESG investor and is not positioned as a multi-state adviser. Sbauer Funds relies on external manager relationships to implement portions of its strategies, using third‑party fund managers and mutual funds to assemble and govern exposures for its single institutional client.