PENNFIELD CAPITAL CORP

Overview

Pennfield Capital Corp is a boutique advisory firm that concentrates client portfolios around publicly traded equities while deploying a limited set of fixed income and alternative exposures to meet income and diversification needs. The firm serves both individual and institutional clients with discretionary portfolio management as its primary advisory activity. Fee arrangements combine a percentage-of-assets under management model with hourly billing for certain services, which suggests a mix of ongoing portfolio oversight and project-based work for select clients. Investment behavior shows a clear equity bias: exchange-traded equities make up the largest single category of invested assets. The firm also supplements equity exposure with mutual funds and corporate debt for income and credit diversification, and contracts with third-party managers to access commodity and energy strategies. Pennfield Capital does not position itself as an active ESG investor and, based on available records, operates without a multi-state advisory footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices