GAP ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2025
Total AUM
$287M
Discretionary
$287M
100% of AUM
Avg account
$143M
Accounts
2
Employees
14
Advisory reps
2

Firm details

Headquarters
SOUTH BEND, Indiana
CRD number
309925
Registered since
July 25, 2025
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

GAP Asset Management, LLC is organized as a limited liability company that operates as a private equity fund manager serving institutional investors. The firm is SEC-registered (2025) and is owned by a mix of a domestic entity and an individual. Its advisory activity is focused on portfolio management for pooled investment vehicles, and it functions in sponsor and general partner roles as a managing member of those vehicles. Fee arrangements include a percentage-of-AUM component, performance-based fees, and other fee elements. The firm is not identified as an active ESG investor and does not report multi-state advisory activity or pension consulting services.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • TRACY GRAHAM

    CRD 7271339

  • LAUREN CARROLL

    CRD 5875646

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SOUTH BEND, IN

ST JOSEPH

Location

SOUTH BEND, IN

Headquartered in SOUTH BEND, IN, anchoring the South Bend-Elkhart-Mishawaka, IN-MI metro in the Midwest.

Metro area
South Bend-Elkhart-Mishawaka, IN-MI
Region
Midwest
County
ST JOSEPH
Address
100 E Wayne St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth