Independent Capital
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 340359
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Independent Capital is an Illinois-based, individually owned limited liability company that provides financial planning and portfolio management services geared toward individuals and small businesses. The firm’s fee model includes percentage-of-AUM billing alongside hourly and fixed-fee arrangements, indicating flexibility to serve both ongoing investment relationships and one-off planning engagements. Independent Capital is not positioned as a multi-state adviser and does not identify ESG integration as an active part of its investment approach. The firm is not described as a capital allocator or as part of a larger adviser network; its classification is listed as unclassified, which is consistent with a small, owner-operated advisory practice focused on direct client relationships rather than institutional capital deployment.
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Thomas Kerney
Chief Compliance OfficerCRD 5581521
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 200 E Randolph St
- Time zone
- CT (UTC-6)
- Office locations
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