Independent Capital

RIAState Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
1
Advisory reps
1

Firm details

Headquarters
Chicago, Illinois
CRD number
340359
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Independent Capital is an Illinois-based, individually owned limited liability company that provides financial planning and portfolio management services geared toward individuals and small businesses. The firm’s fee model includes percentage-of-AUM billing alongside hourly and fixed-fee arrangements, indicating flexibility to serve both ongoing investment relationships and one-off planning engagements. Independent Capital is not positioned as a multi-state adviser and does not identify ESG integration as an active part of its investment approach. The firm is not described as a capital allocator or as part of a larger adviser network; its classification is listed as unclassified, which is consistent with a small, owner-operated advisory practice focused on direct client relationships rather than institutional capital deployment.

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Thomas Kerney

    Thomas Kerney

    Chief Compliance OfficerCRD 5581521

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
200 E Randolph St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth