HARBOR CAPITAL ADVISORS, INC.

RIASEC RegisteredEst. 2001
Total AUM
$67.6B
Discretionary
$67.6B
100% of AUM
Avg account
$4.5B
Accounts
15
Employees
240
Advisory reps
22

Firm details

Headquarters
CHICAGO, Illinois
CRD number
113042
Registered since
June 7, 2001
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Investment Companies75.1%
  • Pooled Investment Vehicles24.9%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Harbor Capital Advisors, Inc. is a corporation that functions primarily as an institutional capital allocator and adviser. Registered with the SEC since 2001, the firm charges a mix of percentage-of-AUM and fixed fees and serves a client base made up of institutional investors. Its regulatory and business footprint includes activity as a commodity pool operator/commodity trading adviser (CPO/CTA) and responsibilities for portfolio management of investment companies and pooled investment vehicles, as well as the selection of other advisers. Harbor Capital does not identify as an active ESG investor. Affiliations reported for the organization extend into brokerage, trust and banking channels, insurance, real estate brokerage, and sponsor/GP roles for pooled investment vehicles, indicating operational involvement across multiple parts of the institutional investment ecosystem.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • LORA KMIECIAK

    Chief Financial OfficerCRD 5724468

  • STEPHEN COOK

    Chief Operating OfficerCRD 2816575

  • CHARLES MCCAIN

    CEO And Chairman Of The BoardCRD 4865638

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Contacts

3 of 18
  • JASON LAUDERBACK

    Senior Vice PresidentCRD 4568768

  • Timothy Buick

    Senior Vice PresidentCRD 5298851

  • William Wheeler

    Shareholder Services Representative IICRD 7478722

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 47

Active vs passive

$223M in ETFs

Passive

92%

$206M

Active

0%

$16.9M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE MSCI EMERGING MARKETS ETF (IEMG)BlackRockPassiveDiversified Emerging Mkts$31.3M448,42414.05%

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
111 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth