Harbor Capital Advisors, Inc.
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 113042
- Registered since
- June 7, 2001
- Website
- www.harborcapital.com
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Investment Companies75.1%
- Pooled Investment Vehicles24.9%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Harbor Capital Advisors, Inc. is an SEC-registered institutional RIA formed in 2001 that serves primarily institutional clients. The firm operates as a corporate entity and is described as a capital allocator; its advisory scope includes portfolio management for investment companies and pooled investment vehicles and the selection of other advisers. Harbor Capital also lists CPO/CTA activity among its business lines. Its fee arrangements combine percentage-of-AUM and fixed fees, and it is not identified as an active ESG investor. The firm’s operational footprint extends beyond pure advisory work: regulatory and industry affiliations include broker-dealer, banking or thrift, trust company, insurance company, real estate broker, and roles as sponsor/GP or managing member of pooled investment vehicles. Those affiliations signal capability to originate or sponsor pooled structures and to work with external managers and custodial/sponsored product counterparts.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Stephen Cook
Chief Operating OfficerCRD 2816575

Charles Mccain
CEO And Chairman Of The BoardCRD 4865638
Walter Breuninger
Chief Compliance OfficerCRD 4934936
Contacts
3 of 18
Jason Lauderback
Senior Vice PresidentCRD 4568768

Timothy Buick
Senior Vice PresidentCRD 5298851

William Wheeler
Shareholder Services Representative IICRD 7478722
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 54Active vs passive
$260M in ETFs
79%
$205M
<1%
$55.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE MSCI EMERGING MARKETS ETF (IEMG) | BlackRock | Passive | Diversified Emerging Mkts | $36.2M | 437,350 | 13.92% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 111 S Wacker Dr
- Time zone
- CT (UTC-6)
- Office locations
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