Harbor Capital Advisors, Inc.

RIASEC RegisteredEst. 2001
Total AUM
$67.6B
Discretionary
$67.6B
100% of AUM
Avg account
$4.5B
Accounts
15
Employees
240
Advisory reps
21

Firm details

Headquarters
Chicago, Illinois
CRD number
113042
Registered since
June 7, 2001
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Investment Companies75.1%
  • Pooled Investment Vehicles24.9%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Harbor Capital Advisors, Inc. is an SEC-registered institutional RIA formed in 2001 that serves primarily institutional clients. The firm operates as a corporate entity and is described as a capital allocator; its advisory scope includes portfolio management for investment companies and pooled investment vehicles and the selection of other advisers. Harbor Capital also lists CPO/CTA activity among its business lines. Its fee arrangements combine percentage-of-AUM and fixed fees, and it is not identified as an active ESG investor. The firm’s operational footprint extends beyond pure advisory work: regulatory and industry affiliations include broker-dealer, banking or thrift, trust company, insurance company, real estate broker, and roles as sponsor/GP or managing member of pooled investment vehicles. Those affiliations signal capability to originate or sponsor pooled structures and to work with external managers and custodial/sponsored product counterparts.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Stephen Cook

    Chief Operating OfficerCRD 2816575

  • Charles Mccain

    Charles Mccain

    CEO And Chairman Of The BoardCRD 4865638

  • Walter Breuninger

    Chief Compliance OfficerCRD 4934936

Contacts

3 of 18
  • Jason Lauderback

    Jason Lauderback

    Senior Vice PresidentCRD 4568768

  • Timothy Buick

    Timothy Buick

    Senior Vice PresidentCRD 5298851

  • William Wheeler

    William Wheeler

    Shareholder Services Representative IICRD 7478722

Unlock 15 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 54

Active vs passive

$260M in ETFs

Passive

79%

$205M

Active

<1%

$55.4M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE MSCI EMERGING MARKETS ETF (IEMG)BlackRockPassiveDiversified Emerging Mkts$36.2M437,35013.92%

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
111 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth