IFM (US) Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
37
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
166325
Registered since
May 20, 2014

Firm profile

FINTRX

Overview

IFM (US) Securities, LLC is organized as a limited liability company and is identified in filings as having domestic entity and individual ownership. The firm’s public disclosures in the dataset are sparse: there are no entries for business activities, advisory offerings, fee schedules, or client segmentation. Snapshot indicators show the firm is not positioned as a capital allocator, is not flagged as an active ESG investor, is not a multi-state adviser, is not newly formed, and is not listed as a pension consultant or related adviser. The lack of substantive public-facing information in this dataset makes it difficult to describe investment philosophy, target clientele, or service lines beyond the basic corporate form and ownership characterization.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Richard Gruber

    Chief Compliance OfficerCRD 5256033

Contacts

3 of 36
  • Sean Mcgowan

    Sean Mcgowan

    Business DevelopmentCRD 7184625

  • Julio Garcia

    Julio Garcia

    Head of InfrastructureCRD 2910097

  • Andrea Mody

    Andrea Mody

    Executive DirectorCRD 5409587

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
114 W 47th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth