HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED

RIASEC RegisteredEst. 2010
Total AUM
$260B
Discretionary
$260B
100% of AUM
Avg account
$885M
Accounts
294
Employees
399
Advisory reps
8

Firm details

Headquarters
LONDON,
CRD number
154700
Registered since
October 12, 2010
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles82.84%
  • Banking / Thrift Institutions7.53%
  • Insurance Companies6.1%
  • State / Municipal Government2.32%
  • Pension & Profit Sharing Plans0.72%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

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Overview

HSBC Global Asset Management (UK) Limited is the UK arm of a global asset manager that acts as a capital allocator across institutional and pooled-product mandates. The firm is structured as a corporation, registered with the SEC since 2010, and operates with a mix of fee models (percentage of AUM, fixed fees and performance-based fees). Its client focus is primarily institutional, but its advisory activities span portfolio management for individuals and small businesses, pooled investment vehicles, and businesses or institutions, plus the selection of other advisers. Investment activity shows a clear tilt toward listed equities: the firm reports a stated preference for equities and a sizable allocation to exchange-traded instruments. HSBC Global Asset Management (UK) Limited is also an active ESG investor, integrating environmental, social and governance considerations into its investment process. Its regulatory and industry affiliations — which include broker-dealer, other adviser roles, CPO/CTA and banking/trust/insurance links — support a multi-product capability set and the ability to deliver bespoke solutions across public markets and pooled structures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 69%, Private Funds 14%, Investment Grade Corp Bonds 8%, Derivatives 6%, Cash & Cash Equivalents 2%, Sovereign Bonds 1%69%
  • Exchange Traded Equities69%
  • Private Funds14%
  • Investment Grade Corp Bonds8%
  • Derivatives6%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 5
  • Ujen PRADHAN

    Chief Finance OfficerCRD 8141363

  • Daniel Rudd

    Chief Executive OfficerCRD 8141350

  • NATASHA CORK

    Chief Risk and Compliance OfficerCRD 5882605

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Contacts

3 of 3
  • Jonathan Beater

    Company SecretaryCRD 7340202

  • MICHAEL MILNE

    CRD 8246785

  • BERNICE COLE

    Managing AssociateCRD 7525386

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

LONDON, null

Location

LONDON, null

Headquartered in LONDON, null.

Address
8 Canada Sq
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth