Cetera Investment Advisers LLC

RIASEC RegisteredEst. 1984

Total AUM

$257B

Discretionary

$209B

81% of AUM

Avg account

$316K

Accounts

813,961

Employees

10,251

Advisory reps

10,480

Firm details

Headquarters: Schaumburg, Illinois
CRD number: 105644
Registered since: January 13, 1984
Website: www.ceteraholdings.com
Custodians: ONE PERSHING PLAZA, NATIONAL FINANCIAL SERVICES LLC, CETERA INVESTMENT SERVICES LLC, 211 MAIN STREET
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals68.36%
HNWI27.19%
Corporations / Businesses2.31%
Pension & Profit Sharing Plans1.34%
Charitable Organizations0.75%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Cetera Investment Advisers LLC is a limited liability company operating as a non-independent retail registered investment adviser. Founded and SEC-registered in 1984, the firm serves both individual and institutional clients and functions as a capital allocator, selecting third-party managers when appropriate. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Advisory services span financial planning, portfolio management for individuals, small businesses and institutions, pension consulting and manager selection, and the firm also runs educational seminars and workshops. Cetera reports relationships with a range of industry entities, including broker-dealers, other investment advisers, registered municipal advisor firms, trust companies and insurance companies. The firm does not identify as an active ESG investor.