Cetera Investment Advisers LLC

RIASEC Registered
Total AUM
$257B
Discretionary
$209B
81% of AUM
Avg account
$316K
Accounts
813,961
Employees
10,251
Advisory reps
10,441

Firm details

Headquarters
Schaumburg, Illinois
CRD number
105644
Registered since
January 13, 1984
Custodians
ONE PERSHING PLAZA, NATIONAL FINANCIAL SERVICES LLC, CETERA INVESTMENT SERVICES LLC, 211 MAIN STREET
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals68.36%
  • HNWI27.19%
  • Corporations / Businesses2.31%
  • Pension & Profit Sharing Plans1.34%
  • Charitable Organizations0.75%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Cetera Investment Advisers LLC is a large, non-independent retail RIA that distributes advice and managed solutions through a broad advisor network. The firm is SEC registered (1984) and acts as a capital allocator to client portfolios, serving both individual and family clients and institutional relationships. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of sub‑advisers, and educational seminars. Fee arrangements include percentage‑of‑AUM billing as well as hourly and fixed fees. The firm maintains multiple industry affiliations — broker‑dealer, other investment adviser, registered municipal advisor, trust company, insurance company, and pension consultant — which reflects a hybrid operating model that combines advisory and intermediary capabilities. Cetera Investment Advisers is not an active ESG investor according to its profile.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 77%, Exchange Traded Equities 15%, Cash & Cash Equivalents 3%, US Government Bonds 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Other 1%77%
  • Public Funds/Mutual Funds77%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents3%
  • US Government Bonds2%
  • State & Local Bonds1%

Owners & executives

3 of 238
  • Zachary Majors

    Zachary Majors

    Founder & CEOCRD 5764906

  • Elizabeth Moores

    Elizabeth Moores

    Founder and CEOCRD 5776958

  • Brad Neves

    Brad Neves

    Partner, CFOCRD 5781398

Unlock 235 more executives →

Contacts

3 of 10203
  • Daniel Hebenstreit

    Daniel Hebenstreit

    Financial AdvisorCRD 5639115

  • Steven Deckard

    Investment Advisor RepresentativeCRD 5639980

  • Patrick Dendy

    Patrick Dendy

    Financial AdvisorCRD 5640321

Unlock 10200 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2,537

Active vs passive

$90.9B in ETFs

Passive

71%

$64.4B

Active

23%

$26.4B

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$3.6B4,755,5093.92%

Location

Primary office

Schaumburg, IL

Cook

Location

Schaumburg, IL

Headquartered in Schaumburg, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
1450 American Ln
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth