Stephen Smith Financial Inc.

Overview

Stephen Smith Financial Inc. is an independent, individual-owned registered investment adviser that operates on a fee model tied to assets under management. The firm is set up as a corporation and is registered with the SEC as of 2025. Its primary client focus is individuals and families; service lines include financial planning, portfolio management for individuals and small businesses, selecting third‑party advisers, and running educational seminars or workshops. The firm also functions as an insurance broker and identifies itself as a capital allocator, implying it places client capital with external managers when appropriate. It does not present itself as an ESG investor, is not a multi-state adviser, and does not act as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices