Horizon Investment Services, LLC
Firm details
- Headquarters
- Hammond, Indiana
- CRD number
- 110642
- Registered since
- April 8, 2004
- Website
- www.horizoninvestment.com
- Custodians
- CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI56.74%
- Individuals34.37%
- Corporations / Businesses7.85%
- Other Investment Advisers1.03%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Horizon Investment Services, LLC is an independent registered investment adviser organized as an LLC and operating since 2004. The firm manages portfolios for individuals, families, small businesses and institutional clients, offering portfolio management for both private investors and businesses or institutions. Its fee arrangements include percentage-of-assets and fixed-fee engagements. Horizon is not positioned as an ESG-focused allocator and does not identify as a multi-state adviser in the provided snapshot.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Public Funds/Mutual Funds25%
- Cash & Cash Equivalents12%
Owners & executives
3 of 3
Charles Carlson
CEO and Portfolio ManagerCRD 4380765
Thomas Hathoot
Chief Finance OfficerCRD 4380768
Richard Moroney
CIO & Portfolio ManagerCRD 4380773
Contacts
3 of 7
David Walle
Research AnalystCRD 6928040
Robert Sweet
Research AnalystCRD 7356832
Cheryl Mackenzie Evans
SecretaryCRD 1903933
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$89.3M in ETFs
92%
$81.8M
7%
$7.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND (VCSH) | Vanguard | Passive | Short Term Bond | $14.6M | 184,930 | 16.37% |
Location
Hammond, IN
Lake
Location
Hammond, IN
Headquartered in Hammond, IN, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Lake
- Address
- 7412 Calumet Ave
- Time zone
- ET (UTC-5)
- Office locations
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