Hold Brothers Capital LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
39
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
151864
Registered since
May 6, 2010

Firm profile

FINTRX

Overview

Hold Brothers Capital LLC is organized as a limited liability company and is SEC-registered (registration year 2010). The firm's owner type is listed as both a domestic entity and an individual, and its regulatory classification is recorded as unclassified. The snapshot data indicates the firm is not designated as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not newly formed, and is not identified as a pension consultant or related adviser. Fields for client base, fee structure, business activities, and advisory activities are not populated in the available record, so the firm's target client segments, fee model, and specific advisory offerings are not disclosed in this dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Gregory Hold

    Gregory Hold

    Chairman & CEOCRD 2169408

  • Robert Ricca

    Chief Compliance OfficerCRD 1658885

Contacts

3 of 37
  • Dennis Casserly

    Proprietary TraderCRD 2606284

  • Michael Rothman

    Securities TraderCRD 2860555

  • David Nardi

    Proprietary TraderCRD 1767583

Unlock 34 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 Pennsylvania Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth