Highmark Wealth Management LLC
Firm details
- Headquarters
- Saint Paul, Minnesota
- CRD number
- 164790
- Registered since
- July 25, 2012
- Website
- www.highmarkwealth.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI90.17%
- Individuals9.83%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Highmark Wealth Management LLC is an independent, SEC-registered RIA organized as an LLC and operating since 2012. The firm serves individual and family clients and functions as a capital allocator, combining financial planning and portfolio management with selection-of-adviser services. Its fee arrangements include percentage-of-AUM billing alongside hourly, fixed-fee, and other charge structures. Highmark offers pension consulting and works with individuals and small-business retirement plans while identifying and allocating to outside managers as part of its advisory process. The firm also identifies as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds67%
- Exchange Traded Equities19%
- Cash & Cash Equivalents10%
- US Government Bonds3%
- State & Local Bonds1%
Owners & executives
1 of 1
Todd Arens
President, Chief Financial OfficerCRD 2414006
Contacts
3 of 3
Jerod Gustafson
Managing Director, InvestmentsCRD 2765649
Daniel Sullivan
Wealth StrategistCRD 6619911
Patrick Sullivan
Partner, Wealth StrategistCRD 5786229
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 161Active vs passive
$195M in ETFs
100%
$194M
<1%
$975K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $82.3M | 109,892 | 42.18% |
Location
Saint Paul, MN
Washington
Location
Saint Paul, MN
Headquartered in Saint Paul, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Washington
- Address
- 944 Inwood Ave N
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Greater Midwest Financial Group, LLC
RIASaint Paul, MN
Quarry Hill Advisors
RIASaint Paul, MN
Bright Angel Advisors LLC
RIASaint Paul, MN
Winter & Associates, Inc.
RIASaint Paul, MN
Stonebridge Capital Advisors LLC
RIASaint Paul, MN
Knox Avenue Financial Corp.
RIASaint Paul, MN