Winter & Associates, Inc.
Firm details
- Headquarters
- Saint Paul, Minnesota
- CRD number
- 310349
- Registered since
- February 2, 2022
- Website
- www.winterassoc.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI61.85%
- Individuals31.05%
- Pension & Profit Sharing Plans7.09%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Winter & Associates, Inc. is an independent, SEC-registered investment adviser that began registration in 2022 and is owned by an individual principal. The firm serves both individuals and families as well as institutional clients, and it acts as a capital allocator — meaning it hires third‑party managers and places client capital outside the firm. Its advisory services include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension consulting services. Winter & Associates also operates as an insurance broker and offers fee arrangements that include a percentage of assets under management, hourly charges, and fixed fees. The firm does not identify as an active ESG investor and is not a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds70%
- Exchange Traded Equities22%
- State & Local Bonds3%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
1 of 1
Nicole Tietel
President, Chief Compliance OfficerCRD 2640324
Contacts
2 of 2
Taylor Floren
Investment AdvisorCRD 7011420
Shelby Tietel
Associate Wealth AdvisorCRD 7993865
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 57Active vs passive
$95.6M in ETFs
81%
$76.9M
20%
$18.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VICTORYSHARES SHORT-TERM BOND ETF FORMERLY VICTORYSHARES USAA CORE SHORT-TERM BOND ETF (USTB) | VictoryShares | Active | Short Term Bond | $10M | 198,454 | 10.51% |
Location
Saint Paul, MN
Ramsey
Location
Saint Paul, MN
Headquartered in Saint Paul, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Ramsey
- Address
- 964 Grand Ave
- Time zone
- CT (UTC-6)
- Office locations
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