Winter & Associates, Inc.
Firm details
- Headquarters
- Saint Paul, Minnesota
- CRD number
- 310349
- Registered since
- February 2, 2022
- Website
- www.winterassoc.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI61.85%
- Individuals31.05%
- Pension & Profit Sharing Plans7.09%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Winter & Associates, Inc. is an independent registered investment adviser that registered with the SEC in 2022. The firm is individually owned, positions itself as a capital allocator, and serves both individual & family and institutional clients. Its billing mixes percentage-of-AUM fees with hourly and fixed-fee engagements. Advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. The firm also operates as an insurance broker, which aligns with its use of annuities among client solutions. Winter & Associates, Inc. is not identified as an active ESG investor and does not operate as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds70%
- Exchange Traded Equities22%
- State & Local Bonds3%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 48Active vs passive
$114M in ETFs
69%
$78.5M
31%
$35.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VICTORYSHARES SHORT-TERM BOND ETF FORMERLY VICTORYSHARES USAA CORE SHORT-TERM BOND ETF (USTB) | VictoryShares | Active | Short Term Bond | $19.9M | 398,865 | 17.45% |
Location
Saint Paul, MN
Ramsey
Location
Saint Paul, MN
Headquartered in Saint Paul, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Ramsey
- Address
- 964 Grand Ave
- Time zone
- CT (UTC-6)
- Office locations
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