Winter & Associates, Inc.
Firm details
- Headquarters
- Saint Paul, Minnesota
- CRD number
- 310349
- Registered since
- February 2, 2022
- Website
- www.winterassoc.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI61.85%
- Individuals31.05%
- Pension & Profit Sharing Plans7.09%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Winter & Associates, Inc. is an independent, SEC-registered investment adviser organized as a corporation and owned by an individual principal. The firm describes itself as a capital allocator serving both individual/family and institutional clients. Its advisory offering spans financial planning, portfolio management for individuals and small businesses, pension-consulting-related services and selection of other advisers. Winter & Associates also operates as an insurance broker and charges clients via asset-based fees as well as hourly and fixed-fee arrangements. The firm does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds70%
- Exchange Traded Equities22%
- State & Local Bonds3%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
1 of 1
Nicole Tietel
President, Chief Compliance OfficerCRD 2640324
Contacts
2 of 2
Taylor Floren
Investment AdvisorCRD 7011420
Shelby Tietel
Associate Wealth AdvisorCRD 7993865
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 50Active vs passive
$109M in ETFs
70%
$76M
30%
$32.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VICTORYSHARES SHORT-TERM BOND ETF FORMERLY VICTORYSHARES USAA CORE SHORT-TERM BOND ETF (USTB) | VictoryShares | Active | Short Term Bond | $18M | 355,616 | 16.59% |
Location
Saint Paul, MN
Ramsey
Location
Saint Paul, MN
Headquartered in Saint Paul, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Ramsey
- Address
- 964 Grand Ave
- Time zone
- CT (UTC-6)
- Office locations
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