Winter & Associates, Inc.
Firm details
- Headquarters
- Saint Paul, Minnesota
- CRD number
- 310349
- Registered since
- February 2, 2022
- Website
- www.winterassoc.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI61.85%
- Individuals31.05%
- Pension & Profit Sharing Plans7.09%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Winter & Associates, Inc. is an independent registered investment adviser organized as a corporation and SEC‑registered in 2022. The firm serves both individual/family and institutional clients and is owned by an individual. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers; the firm also operates as an insurance broker. Winter & Associates charges a mix of fee types—asset‑based fees, hourly fees, and fixed fees—and identifies itself as a capital allocator that places client capital with third‑party managers. The firm does not position itself as an ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds70%
- Exchange Traded Equities22%
- State & Local Bonds3%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
1 of 1
Nicole Tietel
President, Chief Compliance OfficerCRD 2640324
Contacts
3 of 3
Taylor Floren
Investment AdvisorCRD 7011420
Jordan Heavens
Wealth Advisor AssociateCRD 7237525
Shelby Tietel
Associate Wealth AdvisorCRD 7993865
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 50Active vs passive
$109M in ETFs
70%
$76M
30%
$32.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VICTORYSHARES SHORT-TERM BOND ETF FORMERLY VICTORYSHARES USAA CORE SHORT-TERM BOND ETF (USTB) | VictoryShares | Active | Short Term Bond | $18M | 355,616 | 16.59% |
Location
Saint Paul, MN
Ramsey
Location
Saint Paul, MN
Headquartered in Saint Paul, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Ramsey
- Address
- 964 Grand Ave
- Time zone
- CT (UTC-6)
- Office locations
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