Knox Avenue Financial Corp.

RIASEC RegisteredEst. 2025

Total AUM

$145M

Discretionary

$128M

88% of AUM

Avg account

$191K

Accounts

758

Employees

Advisory reps

Firm details

Headquarters: Saint Paul, Minnesota
CRD number: 289094
Registered since: May 19, 2025
Website: www.knoxavenuefinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI64.32%
Individuals29.24%
Pension & Profit Sharing Plans6.21%
Charitable Organizations0.24%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Knox Avenue Financial Corp. is an independent Registered Investment Adviser set up as a corporation and owned by an individual. The firm serves both individual and family clients as well as some institutional relationships, offering portfolio management, financial planning, and pension consulting services. It also operates as an insurance broker and charges clients via a mix of percentage-of-AUM fees and fixed fees. The firm is registered with the SEC in 2025, does not position itself as a capital allocator, and is not identified as an active ESG investor.