HFG WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- THE WOODLANDS, Texas
- CRD number
- 148406
- Registered since
- November 28, 2008
- Website
- www.hfgwm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI70.19%
- Individuals19.03%
- Charitable Organizations6.62%
- Corporations / Businesses4.16%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
HFG Wealth Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2008. The firm serves both individual and institutional clients and identifies itself as a capital allocator, combining financial planning and portfolio management for individuals and small businesses with insurance brokerage capabilities. Its fee model includes percentage-of-AUM billing alongside hourly and fixed-fee arrangements. HFG does not present itself as an active ESG investor and is not registered as a multi-state adviser. The firm appeared on FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Cash & Cash Equivalents4%
- Exchange Traded Equities2%
- Other2%
Owners & executives
2 of 2Scott Francis
Chief Investment OfficerCRD 5537436
HENRY PIZZUTELLO
Chief Investment OfficerCRD 1426098
Contacts
3 of 5LARRY HARVEY
Managing MemberCRD 1483362
Matthew Harvey
Associate AdvisorCRD 6906351
Kathryn Bates
Business ManagerCRD 7301485
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$185M in ETFs
6%
$10.2M
85%
$175M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FT VEST US EQUITY MODERATE BUFFER ETF - OCTOBER (GOCT) | Active | Options Trading | $21.3M | 552,661 | 11.51% |
Location
THE WOODLANDS, TX
MONTGOMERY
Location
THE WOODLANDS, TX
Headquartered in THE WOODLANDS, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- MONTGOMERY
- Address
- 1790 Hughes Landing Blvd
- Time zone
- CT (UTC-6)
- Office locations
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