HERON BAY CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2019
Total AUM
$644M
Discretionary
$591M
92% of AUM
Avg account
$1.3M
Accounts
490
Employees
7
Advisory reps
7

Firm details

Headquarters
Bloomfield Hills, Michigan
CRD number
305537
Registered since
November 12, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI76.46%
  • Individuals14.29%
  • Pension & Profit Sharing Plans9.25%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Heron Bay Capital Management is an independent, SEC-registered registered investment adviser formed as an LLC in 2019 and owned by an individual principal. The firm operates as a capital allocator serving primarily individual and family clients, charging fees as a percentage of assets under management. Core advisory services listed include financial planning, portfolio management for individuals and small businesses, and pension consulting. Heron Bay reports it is not an active ESG investor and is not registered as a multi-state adviser. The firm's stated preference is toward equities, and its business model blends discretionary portfolio management with third-party allocations. That mix positions Heron Bay to run concentrated public equity exposures while using external managers where they see a strategic fit.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 86%, Cash & Cash Equivalents 6%, US Government Bonds 3%, State & Local Bonds 2%, Non-Exchange Traded Equities 1%, Public Funds/Mutual Funds 1%, Private Funds 1%86%
  • Exchange Traded Equities86%
  • Cash & Cash Equivalents6%
  • US Government Bonds3%
  • State & Local Bonds2%
  • Non-Exchange Traded Equities1%

Owners & executives

1 of 1
  • Kevin Kuhl

    Chief Compliance OfficerCRD 6775434

Contacts

3 of 6
  • COLIN CONNERY

    Relationship ManagerCRD 5902652

  • MATTHEW LATAREWICZ

    Investment AnalystCRD 6289506

  • GERALD SEIZERT

    Founding & Managing PartnerCRD 2107061

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 8

Active vs passive

$4.3M in ETFs

Passive

55%

$2.3M

Active

33%

$1.9M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P SMALL-CAP ETF (IJR)BlackRockPassiveSmall Blend$1.4M11,26232.65%

Location

Primary office

Bloomfield Hills, MI

OAKLAND

Location

Bloomfield Hills, MI

Headquartered in Bloomfield Hills, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
OAKLAND
Address
40701 Woodward Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth