Gainplan LLC
Firm details
- Headquarters
- Bloomfield Hills, Michigan
- CRD number
- 174427
- Registered since
- April 1, 2015
- Website
- www.gainplanners.com
- Custodians
- CHARLES SCHWAB & CO., INC., THE VANGUARD GROUP, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI71.2%
- Pension & Profit Sharing Plans13.91%
- Individuals13.54%
- Charitable Organizations1.03%
- Corporations / Businesses0.32%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Gainplan LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2015. The firm is owned by an individual and serves both individual/family and institutional clients. Its billing model mixes percentage-of-AUM fees with hourly and fixed-fee engagements, and its advisory scope includes financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm does not operate as a capital allocator; instead it deploys client capital into external managers and pooled vehicles. Gainplan reports industry relationships with a law firm and an insurance company, and it does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities37%
- Public Funds/Mutual Funds37%
- Cash & Cash Equivalents23%
- US Government Bonds1%
Owners & executives
3 of 3
Wayne Bell-warren
Chief Compliance OfficerCRD 4078646
Jeffrey Ivory
Founder & Chief Exceutive OfficerCRD 4849910
David Martin
Chief Investment OfficerCRD 2559344
Contacts
3 of 5
Benjamin Klamo
Portfolio Manager and Investment CommitteeCRD 4751521
Patrick Nalepa
Relationship ManagerCRD 7646006
Erik Rothenhauser
Operations ManagerCRD 5356159
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 47Active vs passive
$254M in ETFs
76%
$193M
24%
$60.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $93.1M | 124,662 | 36.68% |
Location
Bloomfield Hills, MI
Oakland
Location
Bloomfield Hills, MI
Headquartered in Bloomfield Hills, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.
- Metro area
- Detroit-Warren-Ann Arbor, MI
- Region
- Midwest
- County
- Oakland
- Address
- 800 W Long Lake Rd
- Time zone
- ET (UTC-5)
- Office locations
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