HENDRICKS WEALTH AND ESTATE MANAGEMENT

RIASEC RegisteredEst. 2017
Total AUM
$536M
Discretionary
$532M
99% of AUM
Avg account
$196K
Accounts
2,734
Employees
7
Advisory reps
6

Firm details

Headquarters
ALGONQUIN, Illinois
CRD number
289593
Registered since
October 6, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI63.63%
  • Individuals35.61%
  • Pension & Profit Sharing Plans0.76%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Hendricks Wealth And Estate Management, LLC is an independent registered investment adviser that began SEC registration in 2017. The firm serves individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Compensation is a mix of asset-based fees, hourly charges, and fixed fees. The adviser identifies as a domestic entity with individual ownership and reports no focus on ESG investing or broad multi‑state advisory operations. Industry ties include relationships with other investment advisers, a law firm, and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 96%, Cash & Cash Equivalents 3%, Exchange Traded Equities 1%96%
  • Public Funds/Mutual Funds96%
  • Cash & Cash Equivalents3%
  • Exchange Traded Equities1%

Contacts

3 of 6
  • Thomas Anderson

    Financial AdvisorCRD 8090136

  • SEAN HENDRICKS

    Financial AdvisorCRD 6064288

  • NANETTE KASTNER

    Office ManagerCRD 5422193

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

ALGONQUIN, IL

MCHENRY

Location

ALGONQUIN, IL

Headquartered in ALGONQUIN, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
MCHENRY
Address
2403 Harnish Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth