SANTA BARBARA MANAGEMENT
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 334801
- Registered since
- March 17, 2025
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI98.47%
- Corporations / Businesses1.53%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Santa Barbara Management is organized as a limited liability company and operates as an independent registered investment adviser. The firm is registered with the SEC (registration year listed as 2025) and identifies itself as a capital allocator serving both individual/family and institutional clients. Core services include financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. Its fee arrangements include a percentage-of-AUM component, fixed fees, and other fee structures. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities91%
- State & Local Bonds6%
- Cash & Cash Equivalents2%
- US Government Bonds1%
- Public Funds/Mutual Funds1%
Owners & executives
3 of 7JACOB MAYER
Family CFOCRD 6004345
PETER FALLON
Family CFOCRD 6502301
Kinshuk Rajan
Chief Operating OfficerCRD 6786467
Contacts
3 of 6PAUL CLANCY
Sr. ManagerCRD 6956649
Elizabeth Reff
Senior Family Office AssociateCRD 7831863
KRISTEN DEALY
Financial AdvisorCRD 6325076
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 222 N La Salle St
- Time zone
- CT (UTC-6)
- Office locations
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