HELLER WEALTH MANAGEMENT

RIASEC RegisteredEst. 2003

Total AUM

$554M

Discretionary

$554M

100% of AUM

Avg account

$704K

Accounts

787

Employees

Advisory reps

Firm details

Headquarters: MELVILLE, New York
CRD number: 124261
Registered since: January 17, 2003
Website: hellerwealthmanagement.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI85.02%
Pension & Profit Sharing Plans13.96%
Individuals0.68%
Corporations / Businesses0.34%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Heller Wealth Management is an independent registered investment adviser that has been SEC-registered since 2003 and is owned by an individual principal. The firm serves both individual and family clients as well as institutional accounts and delivers financial planning and portfolio management services for individuals, small businesses, and institutions. Its fee model is flexible, combining a percentage-of-AUM charge with hourly and fixed-fee arrangements. Investment activity centers on liquid public funds as the foundation of client portfolios, supplemented by allocations to third-party alternative managers. The firm does not position itself as a capital allocator or pension consultant, and it does not identify as an active ESG investor. Investment decisions emphasize diversified exposure across mutual funds and public funds, with selective use of alternative strategies to add non-correlated returns, income, or sector-specific exposure.