Compass Advisors
Firm details
- Headquarters
- Melville, New York
- CRD number
- 288256
- Registered since
- April 14, 2017
- Website
- www.compassadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Pension & Profit Sharing Plans43.98%
- HNWI39.15%
- Individuals15.66%
- Corporations / Businesses1.2%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Compass Advisors is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2017. Owned by an individual, the firm acts as a capital allocator and serves both individual/family clients and institutional accounts. Its advisory menu includes financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. The firm charges a mix of fee types — percentage-of-AUM arrangements alongside hourly and fixed-fee engagements — allowing flexibility across client relationships. Compass Advisors’ filing indicates it does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities52%
- Public Funds/Mutual Funds44%
- Cash & Cash Equivalents4%
Contacts
3 of 5
Lauren King
Managing PartnerCRD 4629988
Michael Cuneo
Managing PartnerCRD 4634237
Jeffrey Myers
PresidentCRD 3154149
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 75Active vs passive
$408M in ETFs
57%
$233M
43%
$175M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF - JANUARY (IJAN) | Innovator | Active | Options Trading | $32.2M | 845,513 | 7.88% |
Location
Melville, NY
Suffolk
Location
Melville, NY
Headquartered in Melville, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Suffolk
- Address
- 155 Pinelawn Rd
- Time zone
- ET (UTC-5)
- Office locations
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