COMPASS ADVISORS

RIASEC RegisteredEst. 2017
Total AUM
$767M
Discretionary
$506M
66% of AUM
Avg account
$666K
Accounts
1,152
Employees
7
Advisory reps
5

Firm details

Headquarters
MELVILLE, New York
CRD number
288256
Registered since
April 14, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Pension & Profit Sharing Plans43.98%
  • HNWI39.15%
  • Individuals15.66%
  • Corporations / Businesses1.2%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Compass Advisors is an owner-managed independent RIA organized as an LLC and registered with the SEC in 2017. The firm acts as a capital allocator for wealthy individuals, families and institutional clients, offering financial planning, portfolio management for individuals and small businesses, pension consulting and manager selection. Its fee mix includes percentage-of-AUM arrangements supplemented by hourly and fixed fees. Compass Advisors does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 52%, Public Funds/Mutual Funds 44%, Cash & Cash Equivalents 4%52%
  • Exchange Traded Equities52%
  • Public Funds/Mutual Funds44%
  • Cash & Cash Equivalents4%

Contacts

3 of 5
  • LAUREN KING

    Managing PartnerCRD 4629988

  • MICHAEL CUNEO

    Managing PartnerCRD 4634237

  • JEFFREY MYERS

    Senior Investment AdvisorCRD 3154149

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 73

Active vs passive

$363M in ETFs

Passive

55%

$201M

Active

44%

$162M

ETFProviderStyleCategoryValueShares% of portfolio
INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF - JANUARY (IJAN)InnovatorActiveOptions Trading$30.2M832,8068.33%

Location

Primary office

MELVILLE, NY

SUFFOLK

Location

MELVILLE, NY

Headquartered in MELVILLE, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
SUFFOLK
Address
155 Pinelawn Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth