FRISCH FINANCIAL GROUP, INC.

RIASEC RegisteredEst. 2003
Total AUM
$932M
Discretionary
$893M
96% of AUM
Avg account
$530K
Accounts
1,759
Employees
18
Advisory reps
7

Firm details

Headquarters
MELVILLE, New York
CRD number
126524
Registered since
August 21, 2003
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI87.94%
  • Individuals11.2%
  • Charitable Organizations0.48%
  • Pension & Profit Sharing Plans0.37%
  • Corporations / Businesses0.01%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Frisch Financial Group, Inc. is an independent, owner-operated registered investment adviser that has been SEC-registered since 2003. The firm serves primarily individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its fee arrangements include both a percentage-of-AUM schedule and fixed fees. Frisch identifies as an active ESG investor, incorporating environmental, social, and governance considerations into its investment process. The firm has been recognized in industry lists, including FA Magazine’s Top RIA Firms (2020) and Forbes’ America’s Top RIA Firms (2023).

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 55%, Exchange Traded Equities 21%, Investment Grade Corp Bonds 9%, Cash & Cash Equivalents 8%, US Government Bonds 6%, State & Local Bonds 1%55%
  • Public Funds/Mutual Funds55%
  • Exchange Traded Equities21%
  • Investment Grade Corp Bonds9%
  • Cash & Cash Equivalents8%
  • US Government Bonds6%

Contacts

3 of 7
  • JASON SACKS

    Principal and Wealth AdvisorCRD 2902189

  • SHAWN GALLAGHER

    Wealth Management AdvisorCRD 4821553

  • JOSIAH CHOY

    Investment Research AnalystCRD 5687874

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 105

Active vs passive

$507M in ETFs

Passive

68%

$344M

Active

28%

$163M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$37.8M192,7337.46%

Location

Primary office

MELVILLE, NY

SUFFOLK

Location

MELVILLE, NY

Headquartered in MELVILLE, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
SUFFOLK
Address
445 Broadhollow Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth