HB Wealth
Firm details
- Headquarters
- Atlanta, Georgia
- CRD number
- 316731
- Registered since
- November 5, 2021
- Website
- hbwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI72.22%
- Corporations / Businesses14.89%
- Individuals4.75%
- Charitable Organizations4.16%
- Pooled Investment Vehicles2.85%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
HB Wealth operates as an independent registered investment adviser organized as an LLC and registered with the SEC in 2021. The firm serves both individual/family and institutional clients and positions itself as a capital allocator that constructs and oversees portfolios as well as sponsors and manages pooled investment vehicles. Its advisory services include financial planning, portfolio management across individuals, businesses and pooled vehicles, and the selection of external managers. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. HB Wealth is not identified as an active ESG investor. The firm has earned repeated industry recognition across multiple outlets, including placements on Barron’s Top 100 RIA lists (multiple years), listings from Forbes and Financial Times, Citywire Growers acknowledgements, and a CNBC Elite Advisors mention.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds34%
- Exchange Traded Equities33%
- Other12%
- State & Local Bonds6%
- Private Funds6%
Owners & executives
3 of 7Thomas Carroll
Principal, President and CEOCRD 4199835
Michael Woocher
Chief Advisory OfficerCRD 4199887

William Mckinney
Chief Compliance OfficerCRD 4955347
Contacts
3 of 165
Evan Byers
PrincipalCRD 5676968

James Ruff
PrincipalCRD 5680454

Jeffrey Rosengarten
PrincipalCRD 5689543
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 519Active vs passive
$12.8B in ETFs
63%
$8B
26%
$4.7B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $3.1B | 8,759,071 | 24.14% |
Location
Atlanta, GA
Fulton
Location
Atlanta, GA
Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Fulton
- Address
- 3550 Lenox Rd Ne
- Time zone
- ET (UTC-5)
- Office locations
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