Osaic Advisory Services, LLC

RIASEC RegisteredEst. 2014

Total AUM

$15.5B

Discretionary

$15.2B

98% of AUM

Avg account

$307K

Accounts

50,459

Employees

2,180

Advisory reps

362

Firm details

Headquarters: Atlanta, Georgia
CRD number: 171070
Registered since: July 17, 2014
Website: triad-advisors.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI57.41%
Individuals39.54%
Corporations / Businesses2.5%
Charitable Organizations0.41%
Pension & Profit Sharing Plans0.14%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Osaic Advisory Services, LLC is an SEC-registered investment adviser that began registration in 2014 and operates as a limited liability company. Its client mix includes both individuals and families as well as institutional clients. The firm offers a range of advisory services — financial planning, portfolio management for individuals and businesses, pension consulting and selection of other advisers — and runs educational seminars and workshops. Fee arrangements vary by engagement and include percentage-of-AUM billing as well as hourly and fixed-fee arrangements. The firm identifies itself as an active ESG investor and maintains industry relationships that include broker-dealers, trust companies, insurance companies and other investment advisers; it also has roles as sponsor/GP/managing member of pooled investment vehicles.