HARVEY CAPITAL MANAGEMENT INC

RIASEC RegisteredEst. 1996
Total AUM
$579M
Discretionary
$579M
100% of AUM
Avg account
$3.4M
Accounts
172
Employees
5
Advisory reps
3

Firm details

Headquarters
PALM BEACH, Florida
CRD number
106224
Registered since
May 28, 1996
Fee structure
Percentage of AUM
Client types
  • HNWI87.96%
  • Charitable Organizations5.72%
  • Individuals4.39%
  • Corporations / Businesses1.84%
  • Pension & Profit Sharing Plans0.09%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Harvey Capital Management Inc is a privately owned, SEC-registered advisory corporation that has been operating since the mid-1990s. The firm manages portfolios for both individuals/families and institutional clients, charging fees tied to assets under management. Its advisory license covers portfolio management for small businesses as well as for institutions. Harvey Capital does not position itself as an ESG-focused investor and does not operate as a multi-state adviser. The firm appears to act as a discretionary manager rather than a sponsor of pooled investment vehicles: it is not identified as a capital allocator and its business model centers on fee-based portfolio management for private and institutional accounts.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 82%, Investment Grade Corp Bonds 6%, State & Local Bonds 5%, Cash & Cash Equivalents 5%, US Government Bonds 1%, Non-Investment Grade Corp Bonds 1%82%
  • Exchange Traded Equities82%
  • Investment Grade Corp Bonds6%
  • State & Local Bonds5%
  • Cash & Cash Equivalents5%
  • US Government Bonds1%

Owners & executives

1 of 1
  • ROBERT HARVEY

    Chairman and Chief Executive OfficerCRD 4350356

Contacts

2 of 2
  • ALEXANDER HARVEY

    PresidentCRD 5373027

  • SOPHIA BURNICHON

    Executive Vice PresidentCRD 4736167

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 18

Active vs passive

$12M in ETFs

Passive

99%

$11.9M

Active

0%

$156K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$4.7M7,13838.77%

Location

Primary office

PALM BEACH, FL

PALM BEACH

Location

PALM BEACH, FL

Headquartered in PALM BEACH, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
400 Royal Palm Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth