Dudley & Shanley, Inc.

RIASEC RegisteredEst. 2011
Total AUM
$747M
Discretionary
$747M
100% of AUM
Avg account
$14.6M
Accounts
51
Employees
5
Advisory reps
4

Firm details

Headquarters
Palm Beach, Florida
CRD number
157515
Registered since
July 7, 2011
Custodians
THE BANK OF NEW YORK MELLON, J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI56.66%
  • Pooled Investment Vehicles34.97%
  • Charitable Organizations8.37%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Dudley & Shanley, Inc. is a corporation registered as an investment adviser since 2011 and owned by an individual. It is classified as an "other" fund provider rather than a traditional RIA that primarily markets to retail clients. Its client mix includes both individuals and families as well as institutional investors, and it charges both percentage-of-AUM and fixed fees. The firm provides portfolio management for individual and small-business clients and also manages pooled investment vehicles. Its activities include sponsoring or acting as a general partner/managing member of pooled vehicles and working with other investment advisers and fund sponsors. Dudley & Shanley does not identify as an active ESG investor and is not designated as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 87%, Cash & Cash Equivalents 12%, Other 1%87%
  • Exchange Traded Equities87%
  • Cash & Cash Equivalents12%
  • Other1%

Contacts

3 of 4
  • Henry Dudley

    Co-ManagerCRD 4339253

  • Christiane Mcnamara

    Christiane Mcnamara

    Vice PresidentCRD 1567685

  • Gregory Greene

    Gregory Greene

    Senior Vice PresidentCRD 2164030

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Palm Beach, FL

Palm Beach

Location

Palm Beach, FL

Headquartered in Palm Beach, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Palm Beach
Address
205 Worth Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth