Dock Street Asset Management Inc
Firm details
- Headquarters
- Palm Beach, Florida
- CRD number
- 111163
- Registered since
- March 19, 1993
- Website
- dockstreet.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI76.45%
- Individuals21.26%
- Charitable Organizations2.28%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Dock Street Asset Management Inc is an independent, owner-operated registered investment adviser that has been SEC-registered since 1993. The firm manages portfolios for both high-net-worth individuals/families and institutional clients, charging fees as a percentage of assets under management. It functions as a capital allocator and also serves as sponsor, general partner, and managing member of pooled investment vehicles, which indicates hands-on involvement in select private offerings alongside its advisory business. Dock Street does not position itself as an ESG-focused investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities88%
- Non-Exchange Traded Equities4%
- US Government Bonds4%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
Owners & executives
1 of 1
Evan Mcgoff
Chief Investment OfficerCRD 5917091
Contacts
3 of 3
Daniel Ogden
Founder & ChairmanCRD 1566916
Spencer Ogden
Vice PresidentCRD 4980134
Justin Samson
Trading OperationsCRD 8313389
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 11Active vs passive
$42.8M in ETFs
100%
$42.8M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO SHORT TERM TREASURY ETF (TBLL) | Invesco | Passive | Ultrashort Bond | $18.8M | 178,334 | 43.96% |
Location
Palm Beach, FL
Palm Beach
Location
Palm Beach, FL
Headquartered in Palm Beach, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Palm Beach
- Address
- 2875 S Ocean Blvd
- Time zone
- ET (UTC-5)
- Office locations
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