HARVEST GLOBAL INVESTMENTS LIMITED

RIASEC RegisteredEst. 2011
Total AUM
$3.8B
Discretionary
$3.8B
100% of AUM
Avg account
$146M
Accounts
26
Employees
32
Advisory reps
8

Firm details

Headquarters
Hong Kong,
CRD number
157964
Registered since
June 22, 2011
Custodians
STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies48.15%
  • Corporations / Businesses32.07%
  • Other Investment Advisers12.54%
  • Pooled Investment Vehicles7.24%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Harvest Global Investments Limited is an institutional-focused investment adviser that manages portfolios for investment companies, pooled investment vehicles and institutional clients. The firm emphasizes equity exposure — particularly exchange-traded equities — within its discretionary mandate set, and it reports active ESG investment practices. Fee arrangements include a percentage-of-AUM component and performance-based fees, which is consistent with managing both traditional portfolios and vehicles that can include incentive-bearing strategies. Its advisory footprint and use of pooled vehicles indicate the firm operates beyond single-account management, running commingled or fund-style structures alongside bespoke portfolios for institutions. The presence of performance fees and allocation to third‑party real estate managers suggests a willingness to blend liquid equity allocations with less liquid alternative strategies when client mandates call for them.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Investment Grade Corp Bonds 9%, Sovereign Bonds 5%, Cash & Cash Equivalents 5%, US Government Bonds 4%, Private Funds 3%, Other 2%, Non-Investment Grade Corp Bonds 1%75%
  • Exchange Traded Equities75%
  • Investment Grade Corp Bonds9%
  • Sovereign Bonds5%
  • Cash & Cash Equivalents5%
  • US Government Bonds4%

Owners & executives

2 of 2
  • Chuying SHU

    Chief Marketing OfficerCRD 8213471

  • CHEUK FUNG TONG

    Chief Compliance OfficerCRD 5928689

Contacts

3 of 6
  • QIN ZHANG

    CRD 8213472

  • LINGFEI LU

    DirectorCRD 7090604

  • YIQIAN JIANG

    Portfolio Manager, Head of China EquitiesCRD 5928686

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hong Kong, null

Location

Hong Kong, null

Headquartered in Hong Kong, null.

Address
32f Lee Gdn One
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth