ST. Germain Investment Management
Firm details
- Headquarters
- Springfield, Massachusetts
- CRD number
- 155186
- Registered since
- December 30, 1976
- Website
- stgermaininvestments.com
- Custodians
- CAPITAL CLIENT GROUP, INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI59.88%
- Individuals33.16%
- Charitable Organizations3.75%
- Corporations / Businesses2.74%
- Pension & Profit Sharing Plans0.39%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals
Firm profile
FINTRXOverview
ST. Germain Investment Management is an independent, corporate-structured registered investment adviser that has been SEC-registered since 1976. The firm serves both individual and family clients as well as institutional accounts and charges fees based on a percentage of assets under management. Its advisory offerings include financial planning, discretionary portfolio management for individuals, small businesses and institutions, and the publication of periodicals or newsletters. ST. Germain describes itself as an active ESG investor and is not a multi-state or newly formed adviser. The firm was listed among the Financial Times’ Top 300 RIA firms in 2020, reflecting recognition within the independent wealth-management channel.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities46%
- Public Funds/Mutual Funds41%
- Investment Grade Corp Bonds5%
- Cash & Cash Equivalents5%
- US Government Bonds2%
Owners & executives
2 of 2
Michael Matty
Executive Vice President and Chief Investment OfficerCRD 3258559
Polly Cordle
Chief Compliance OfficerCRD 2875017
Contacts
3 of 28
Maurice Bowerman
Financial AdvisorCRD 2322092
Jason Irwin
Financial AdvisorCRD 7320150
David Modzelewski
Financial AdvisorCRD 7720157
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 371Active vs passive
$1.6B in ETFs
67%
$1.1B
17%
$538M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN US QUALITY FACTOR ETF (JQUA) | JP Morgan | Passive | Large Blend | $117M | 1,915,635 | 7.16% |
Location
Springfield, MA
Hampden
Location
Springfield, MA
Headquartered in Springfield, MA, in the Northeast of the United States.
- Region
- Northeast
- County
- Hampden
- Address
- 1500 Main St
- Time zone
- ET (UTC-5)
- Office locations
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