ST. GERMAIN INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 1976

Total AUM

$3.8B

Discretionary

$3.8B

100% of AUM

Avg account

$564K

Accounts

6,722

Employees

Advisory reps

Firm details

Headquarters: SPRINGFIELD, Massachusetts
CRD number: 155186
Registered since: December 30, 1976
Website: stgermaininvestments.com
Custodians: CAPITAL CLIENT GROUP, INC., CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI59.88%
Individuals33.16%
Charitable Organizations3.75%
Corporations / Businesses2.74%
Pension & Profit Sharing Plans0.39%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

ST. Germain Investment Management is an independent registered investment adviser that has operated since the mid-1970s and serves both individual & family clients as well as institutional investors. The firm charges a fee based on a percentage of assets under management and offers a mix of advice and portfolio management services, including financial planning, institutional and small-business portfolio management, and publication of periodic client communications. ST. Germain describes itself as an active ESG investor and integrates environmental, social and governance considerations into manager and security selection. Investment activity shows a clear equity preference: the firm’s registered asset mix and filing activity point to a heavy use of exchange-traded equities alongside strategically selected mutual funds and fixed-income instruments. ST. Germain does not act as a capital allocator; instead it selects third-party managers and vehicles for client exposure. The firm was recognized in the Financial Times’ Top 300 RIA list in 2020.