ST. Germain Investment Management
Firm details
- Headquarters
- Springfield, Massachusetts
- CRD number
- 155186
- Registered since
- December 30, 1976
- Website
- stgermaininvestments.com
- Custodians
- CAPITAL CLIENT GROUP, INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI59.88%
- Individuals33.16%
- Charitable Organizations3.75%
- Corporations / Businesses2.74%
- Pension & Profit Sharing Plans0.39%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals
Firm profile
FINTRXOverview
ST. Germain Investment Management is an independent, privately held Registered Investment Adviser that has been SEC-registered since the mid-1970s. The firm serves both individual/family and institutional clients and charges advisory fees based on a percentage of assets under management. Its advisory services encompass financial planning, portfolio management for individuals, small businesses and institutions, and the publication of periodicals or newsletters. The firm identifies itself as an active ESG investor and integrates environmental, social and governance considerations into its investment approach.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities46%
- Public Funds/Mutual Funds41%
- Investment Grade Corp Bonds5%
- Cash & Cash Equivalents5%
- US Government Bonds2%
Owners & executives
2 of 2
Michael Matty
Executive Vice President and Chief Investment OfficerCRD 3258559
Polly Cordle
Chief Compliance OfficerCRD 2875017
Contacts
3 of 28
Maurice Bowerman
Financial AdvisorCRD 2322092
Jason Irwin
Financial AdvisorCRD 7320150
David Modzelewski
Financial AdvisorCRD 7720157
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 387Active vs passive
$1.8B in ETFs
66%
$1.2B
17%
$616M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN US QUALITY FACTOR ETF (JQUA) | JP Morgan | Passive | Large Blend | $139M | 1,918,286 | 7.68% |
Location
Springfield, MA
Hampden
Location
Springfield, MA
Headquartered in Springfield, MA, in the Northeast of the United States.
- Region
- Northeast
- County
- Hampden
- Address
- 1500 Main St
- Time zone
- ET (UTC-5)
- Office locations
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