MML Investment Advisers, LLC
Firm details
- Headquarters
- Springfield, Massachusetts
- CRD number
- 169568
- Registered since
- November 21, 2013
- Fee structure
- Percentage of AUM, Other
- Client types
- Investment Companies98.04%
- Pooled Investment Vehicles1.96%
- Services
- Portfolio Management for Investment CompaniesSelection of Other Advisers
Firm profile
FINTRXOverview
MML Investment Advisers, LLC is an institutional registered investment adviser organized as an LLC and registered with the SEC in 2013. The firm serves institutional clients and functions as a capital allocator, managing portfolios and selecting third-party managers on behalf of investment companies. Its business activities include operating as a CPO/CTA, and it reports active incorporation of ESG considerations into its investment process. Fees are primarily charged as a percentage of assets under management, and ownership is a mix of domestic entity and individual interests. Industry affiliations listed for the firm extend beyond pure advisory work and include relationships with broker-dealers, banks and trust companies, insurers, accounting and law firms, pension consultants, real estate brokers, and roles as sponsor or general partner of pooled investment vehicles. Those connections suggest the firm both sources external manager relationships and has the capability to sponsor or manage pooled vehicles when appropriate.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Philip Wellman
Vice President, Chief Compliance OfficerCRD 4193067
Contacts
3 of 5
Frank Rispoli
Head of Broker-Dealer SalesCRD 4364402

Douglas Steele
Head of InvestmentsCRD 5026710

Paul Lapiana
Senior Vice PresidentCRD 2237245
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Springfield, MA
Hampden
Location
Springfield, MA
Headquartered in Springfield, MA, in the Northeast of the United States.
- Region
- Northeast
- County
- Hampden
- Address
- 1295 State St
- Time zone
- ET (UTC-5)
- Office locations
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