Hartwell & Company

RIAState Registered
Total AUM
$54.8M
Discretionary
$54.8M
100% of AUM
Avg account
$185K
Accounts
297
Employees
4
Advisory reps
3

Firm details

Headquarters
Saint Joseph, Michigan
CRD number
322723
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals61.52%
  • HNWI36.11%
  • Pension & Profit Sharing Plans2.37%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Hartwell & Company is an independent, individually owned registered advisory firm organized as an LLC that serves both individual/family and institutional clients. Its advisory work centers on financial planning and portfolio management for individuals and small businesses. The firm charges clients via percentage-of-assets, hourly rates, and fixed fees. It does not position itself as a capital allocator, does not market ESG investing as an active focus, and is not structured as a multi-state or pension consultant practice. Industry relationships noted in filings include affiliations with an accountant and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 86%, Other 10%, Cash & Cash Equivalents 3%, Exchange Traded Equities 1%, Non-Exchange Traded Equities 1%86%
  • Public Funds/Mutual Funds86%
  • Other10%
  • Cash & Cash Equivalents3%
  • Exchange Traded Equities1%
  • Non-Exchange Traded Equities1%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Saint Joseph, MI

Berrien

Location

Saint Joseph, MI

Headquartered in Saint Joseph, MI, anchoring the South Bend-Elkhart-Mishawaka, IN-MI metro in the Midwest.

Metro area
South Bend-Elkhart-Mishawaka, IN-MI
Region
Midwest
County
Berrien
Address
800 Port St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth