HARTFORD INVESTMENT MANAGEMENT COMPANY

RIASEC RegisteredEst. 1996
Total AUM
$124B
Discretionary
$118B
95% of AUM
Avg account
$661M
Accounts
187
Employees
322
Advisory reps
10

Firm details

Headquarters
HARTFORD, Connecticut
CRD number
106699
Registered since
December 31, 1996
Custodians
J.P. MORGAN SECURITIES INC., CITI PRIVATE BANK
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • Insurance Companies72.25%
  • Pooled Investment Vehicles16.8%
  • Other Investment Advisers4.87%
  • Pension & Profit Sharing Plans3.13%
  • Banking / Thrift Institutions2.4%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Hartford Investment Management Company runs an institutional-focused, capital-allocation practice that emphasizes fixed-income management alongside selective equity positions. The firm serves institutional clients and pooled vehicles, acting as portfolio manager for investment companies and other pooled vehicles while also providing pension consulting and adviser selection services. Its activity profile includes roles as a sponsor and general partner of pooled vehicles and participation in commodity pool operations (CPO/CTA) and broker-dealer/insurance-related arrangements. Investment activity tilts toward investment-grade corporate bonds as the primary exposure, but the firm maintains active allocations across public equities and private-market strategies. Fee arrangements combine percentage-of-AUM and fixed-fee structures. Hartford Investment Management Company does not present itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 56%, Other 17%, State & Local Bonds 8%, US Government Bonds 7%, Private Funds 5%, Non-Investment Grade Corp Bonds 3%, Public Funds/Mutual Funds 3%, Sovereign Bonds 1%56%
  • Investment Grade Corp Bonds56%
  • Other17%
  • State & Local Bonds8%
  • US Government Bonds7%
  • Private Funds5%

Owners & executives

3 of 3
  • KATHLEEN MATTHEWS

    Chief Financial OfficerCRD 8057607

  • Timothy Brennan

    Chief Compliance OfficerCRD 6827038

  • AMY STEPNOWSKI

    Chief Investment OfficerCRD 2740100

Contacts

3 of 7
  • IRA EDELBLUM

    Senior Managing DirectorCRD 2120088

  • PETER PERROTTI

    Managing DirectorCRD 7284779

  • TRAVIS PASCAVIS

    Senior Managing DirectorCRD 4732743

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

HARTFORD, CT

HARTFORD

Location

HARTFORD, CT

Headquartered in HARTFORD, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
HARTFORD
Address
1 Hartford Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth