Conning, Inc.

RIASEC Registered

Total AUM

$107B

Discretionary

$107B

100% of AUM

Avg account

$131M

Accounts

819

Employees

270

Advisory reps

Firm details

Headquarters: Hartford, Connecticut
CRD number: 107423
Registered since: March 21, 1983
Website: www.conning.com
Custodians: J.P. MORGAN SECURITIES INC., STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees, Performance Based Fees, Other
Client types: Insurance Companies88.19%
State / Municipal Government9.22%
Pooled Investment Vehicles1.75%
Corporations / Businesses0.5%
Pension & Profit Sharing Plans0.14%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

Conning, Inc. is an institutional registered investment adviser that has been SEC-registered since 1983. The firm operates as a corporation serving primarily institutional clients and offers a range of advisory services that include portfolio management for pooled investment vehicles and for businesses or institutions, along with research and publications. Conning also performs CPO/CTA functions and maintains a variety of fee arrangements — percentage of AUM, hourly, subscription, fixed fees and performance-based structures are all used depending on the engagement. Investment positioning is firmly tilted toward fixed income while incorporating equity and alternative strategies where appropriate. The firm identifies itself as an active ESG investor and has business relationships across the financial ecosystem, including roles as a broker-dealer counterpart, insurance company affiliate, real estate broker, and sponsor or GP/manager of pooled investment vehicles.