Bradley Foster & Sargent Inc
Firm details
- Headquarters
- Hartford, Connecticut
- CRD number
- 106928
- Registered since
- May 31, 1994
- Website
- www.bfsinvest.com
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI83.39%
- Individuals5.39%
- Corporations / Businesses4.7%
- Charitable Organizations4.23%
- Investment Companies1.21%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Bradley Foster & Sargent Inc. is an independent registered investment adviser that has been SEC-registered since 1994 and is owned by individuals. The firm serves both individual and family clients as well as institutional accounts, providing financial planning, portfolio management across individuals, pooled vehicles and institutions, and educational seminars. Compensation is predominantly fee-based, with both percentage-of-AUM and fixed-fee arrangements in use. The firm does not identify as an active ESG investor and is not structured as a multi-state or related adviser capital allocator. The firm has been repeatedly recognized on industry lists published by outlets such as CNBC, Barron's, Forbes, the Financial Times and FA Magazine between 2019 and 2025, reflecting consistent visibility in third-party rankings.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- US Government Bonds10%
- Cash & Cash Equivalents6%
- Investment Grade Corp Bonds5%
- Public Funds/Mutual Funds3%
Owners & executives
3 of 4
Galan Daukas
Chief Executive OfficerCRD 1617862
Andrew Gordon
Chief Compliance OfficerCRD 7363410
Joseph Walker
Chief Operations OfficerCRD 7363416
Contacts
3 of 24
Jeffrey Liguori
Executive Vice President, Senior Portfolio ManagerCRD 2664381
Michael Moses
Investment AdvisorCRD 2190810
Matthew Landon
Senior Portfolio ManagerCRD 2557496
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 142Active vs passive
$826M in ETFs
89%
$731M
2%
$95M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $149M | 404,242 | 18.02% |
Location
Hartford, CT
Hartford
Location
Hartford, CT
Headquartered in Hartford, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Hartford
- Address
- 185 Asylum St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Virtus Fixed Income Advisers, LLC
RIAHartford, CT
UBS Realty Investors LLC
RIAHartford, CT
Virtus Investment Advisers, LLC
RIAHartford, CT
Virtus Capital Advisers, LLC
RIAHartford, CT
Nebrodi Partners, LLC
RIAHartford, CT
Virtus Advisers, LLC
RIAHartford, CT