Harpswell Capital Advisors, LLC
Firm details
- Headquarters
- Yarmouth, Maine
- CRD number
- 168996
- Registered since
- July 17, 2017
- Website
- www.harpswelladvisors.com
- Custodians
- PERSHING LLC, THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM
- Client types
- Charitable Organizations52.46%
- State / Municipal Government42.74%
- HNWI3.51%
- Individuals0.98%
- Corporations / Businesses0.24%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Harpswell Capital Advisors, LLC is an independent, owner-operated investment advisory firm that serves both individuals/families and institutional clients. The firm is SEC-registered (registration year 2017) and operates on a percentage-of-AUM fee model. Harpswell describes itself as a capital allocator and provides a mix of services that include financial planning, portfolio management for individuals and small businesses as well as for institutions, selection of third‑party advisers, and client education through newsletters and seminars. The firm does not self-identify as an active ESG investor, though its public filings show positions in ESG-labeled vehicles. As an independent RIA structured as an LLC, Harpswell appears to emphasize discretionary portfolio management alongside consultative selection of outside managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds40%
- US Government Bonds28%
- Exchange Traded Equities21%
- Cash & Cash Equivalents4%
- Private Funds3%
Contacts
2 of 2
John Moore
Managing PartnerCRD 5486450
Vanessa Bryant
Vice PresidentCRD 6803715
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 42Active vs passive
$159M in ETFs
78%
$124M
21%
$35.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD ESG INTERNATIONAL STOCK ETF (VSGX) | Vanguard | Passive | Foreign Large Blend | $45.5M | 561,525 | 28.58% |
Location
Yarmouth, ME
Cumberland
Location
Yarmouth, ME
Headquartered in Yarmouth, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 500 Us Route 1
- Time zone
- ET (UTC-5)
- Office locations
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