COSTON, MCISAAC & SHEA FINANCIAL ADVISORS

RIASEC RegisteredEst. 2015
Total AUM
$467M
Discretionary
$467M
100% of AUM
Avg account
$372K
Accounts
1,254
Employees
12
Advisory reps
10

Firm details

Headquarters
BAR HARBOR, Maine
CRD number
194515
Registered since
May 26, 2015
Custodians
CHARLES SCHWAB & CO., INC., AXOS CLEARING LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI57.78%
  • Individuals42.22%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Coston, Mcisaac & Shea Financial Advisors is an independent, SEC-registered registered investment adviser (since 2015) operating as a corporation under individual ownership. The firm primarily serves individual and family clients and offers discretionary portfolio management for individuals and small businesses, along with selection of third‑party advisers. Its fee model combines asset-based fees and fixed fees. The firm identifies as a capital allocator but is not positioned as an active ESG investor, a pension consultant, nor a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Private Funds 13%, Cash & Cash Equivalents 7%, Public Funds/Mutual Funds 3%, US Government Bonds 2%75%
  • Exchange Traded Equities75%
  • Private Funds13%
  • Cash & Cash Equivalents7%
  • Public Funds/Mutual Funds3%
  • US Government Bonds2%

Contacts

3 of 10
  • RYAN WILLETTE

    Financial PlannerCRD 5056955

  • PAUL COSTON

    Investment Advisor & PartnerCRD 3132472

  • PATRICIA POTTLE

    Investment AdvisorCRD 5253399

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 227

Active vs passive

$155M in ETFs

Passive

50%

$76.8M

Active

24%

$78M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG)Vanguard$22.4M104,25014.48%

Location

Primary office

BAR HARBOR, ME

HANCOCK

Location

BAR HARBOR, ME

Headquartered in BAR HARBOR, ME, in the Northeast of the United States.

Region
Northeast
County
HANCOCK
Address
38 Rodick Streetsuite B
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth