Harold Davidson & Associates, Inc

RIASEC Registered

Total AUM

$391M

Discretionary

$391M

100% of AUM

Avg account

$923K

Accounts

423

Employees

Advisory reps

Firm details

Headquarters: Los Angeles, California
CRD number: 110994
Registered since: February 24, 1974
Website: hdainvest.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI81.21%
Individuals10.99%
Pension & Profit Sharing Plans4.85%
Corporations / Businesses2.47%
Charitable Organizations0.47%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPublication of Periodicals

Firm profile

FINTRX

Overview

Harold Davidson & Associates, Inc. is an independent registered investment advisor that has been SEC-registered since 1974. The firm serves both individual and family clients as well as institutional investors, offering a mix of financial planning, portfolio management for individuals and pooled investment vehicles, and publication of periodicals or newsletters. Its corporate activities extend into real estate brokerage and sponsorship roles—acting as sponsor, general partner, or managing member of pooled investment vehicles and limited partnerships. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options, suggesting flexibility for differing client circumstances. The firm is not identified as an active ESG investor and is not a multi-state or newly formed adviser.