TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLC

RIASEC RegisteredEst. 2024
Total AUM
$425M
Discretionary
$425M
100% of AUM
Avg account
$425M
Accounts
1
Employees
315
Advisory reps
7

Firm details

Headquarters
Los Angeles, California
CRD number
332802
Registered since
October 7, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

TCW Asset Backed Finance Management Company LLC is an investment adviser organized as an LLC and registered with the SEC in 2024. The firm serves institutional clients and provides portfolio management services to investment companies. Its economics combine a percentage-of-assets fee with performance-based compensation, a structure commonly used for active fund management and strategies with incentive fees. The firm is not positioned as an ESG-focused manager and does not describe itself as a capital allocator; instead, it appears to operate as an active manager and sponsor of vehicles rather than as a multi-manager allocator. Regulatory and industry connections reported for the firm include relationships with broker-dealers, other investment advisers, commodity pool/operator or CTA activities, insurance companies, real estate brokers, and roles as sponsor, general partner, or managing member of pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Kathryn Jones

    Chief Compliance Officer and CounselCRD 6768341

  • MELISSA STOLFI

    Global Chief Operating OfficerCRD 4975592

  • KATHRYN KOCH

    Chief Executive OfficerCRD 4561711

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Contacts

3 of 3
  • JESSICA KUNG

    Executive Vice PresidentCRD 4833819

  • ANDREW BOWDEN

    Executive Vice President and General CounselCRD 2480645

  • DYLAN ROSS

    Managing Director and Portfolio ManagerCRD 5217151

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
515 S Flower St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth