TCW Asset Backed Finance Management Company LLC

RIASEC RegisteredEst. 2024
Total AUM
$425M
Discretionary
$425M
100% of AUM
Avg account
$425M
Accounts
1
Employees
315
Advisory reps
7

Firm details

Headquarters
Los Angeles, California
CRD number
332802
Registered since
October 7, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

TCW Asset Backed Finance Management Company LLC is an institutional registered investment adviser organized as an LLC and SEC-registered in 2024. The firm focuses on portfolio management for investment companies and serves institutional clients. Its ownership is a mix of domestic entities and individuals, and it is designated as a related adviser within a larger group of affiliated entities. TCW Asset Backed Finance Management uses a fee schedule that combines a percentage of assets under management with performance-based fees. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Kathryn Jones

    Kathryn Jones

    Chief Compliance Officer and CounselCRD 6768341

  • Melissa Stolfi

    Global Chief Operating OfficerCRD 4975592

  • Kathryn Koch

    Kathryn Koch

    Chief Executive OfficerCRD 4561711

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Contacts

3 of 3
  • Jessica Kung

    Jessica Kung

    Executive Vice PresidentCRD 4833819

  • Andrew Bowden

    Andrew Bowden

    Executive Vice President and General CounselCRD 2480645

  • Dylan Ross

    Dylan Ross

    Managing Director and Portfolio ManagerCRD 5217151

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
515 S Flower St
Time zone
PT (UTC-8)
Office locations

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